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Jaime Lynn Cooper

Cetera Investment Advisers LLC

St Paul, MN

Hudson, WI

CRD 4162165

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-08-12
MN RA APPROVED 2023-08-10
  • WI RA
    APPROVED
    Since 2024-08-12
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

400 Robert St N Ste 800, St Paul, MN 55101 • United States

Hudson, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc. St. Paul MN 01/2000 08/2023
Cri Securities, Inc. St. Paul MN 01/2000 10/2021
Minnesota Life Insurance Co. St. Paul MN 01/2000 08/2023
Cetera Wealth Services, Llc El Segundo CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 01/2000 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 01/2000 → 10/2021
    Cri Securities, Inc.
    St. Paul, MN
  • 01/2000 → 08/2023
    Minnesota Life Insurance Co.
    St. Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2014-01-15 → 2023-08-10
    Securian Financial Services, Inc.
    St Paul, MN
    St Paul, MN
  • 2014-01-15 → 2021-11-08
    Cri Securities, Llc
    St Paul, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-07
  • S66 Uniform Combined State Law Examination
    2006-03-07
Other Names
  • Jaime Lynn Cooper
  • Jaime Lynn Cooper
  • Jaime Lynn Cooper-Emeott

View on SEC IAPD

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