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Troy Philip Tannenholz

Osaic Institutions, Inc.

Meriden, CT

Denver, CO

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-02-27
  • CO RA
    APPROVED
    Since 2018-02-27

Branch Locations

538 Preston Avenue, Meriden, CT 06450-4858 • United States

1827 N. Grant St. Unit 803, Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Holdings Denver CO 12/2015 02/2018
Infinex Investments, Inc. Meriden CT 02/2018 Present
  • 12/2015 → 02/2018
    National Planning Holdings
    Denver, CO
  • 02/2018 → Present
    Infinex Investments, Inc.
    Meriden, CT
Previous Registrations
  • 2016-03-22 → 2018-02-20
    National Planning Corporation
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-21
S63 Uniform Securities Agent State Law Examination 2008-08-02
  • S65 Uniform Investment Adviser Law Examination
    2016-03-21
  • S63 Uniform Securities Agent State Law Examination
    2008-08-02
Other Names
  • Troy Tannenholz

View on SEC IAPD

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JEANETTE FUNG CHUNG
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FREDERICK C. BROSE
MICHAEL BRENDON COOK
GARY LEE JAMESON
JENNIFER MARIE Campbell
JOHN M CHIPELO

Other Offices

OSAIC INSTITUTIONS, INC. · MERIDEN, CT
CETERA INVESTMENT ADVISERS LLC · MERIDEN, CT
BROOKSTONE WEALTH ADVISORS, LLC · Meriden, CT
LPL FINANCIAL LLC · MERIDEN, CT
OSAIC INSTITUTIONS, INC. · meriden, CT
1.21 GIGAWATTS MANAGEMENT COMPANY LLC · MIDDLETOWN, CT
CWM, LLC · Wallingford, CT
SENTINEL ASSET MANAGEMENT, LLC · WALLINGFORD, CT

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