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901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-08-02 |
Branch Locations
901 Marquette Avenue, Suite 2500, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Global Asset Management | Minneapolis | MN | 06/2014 | 10/2021 |
| Rbc Capital Markets, Llc | Minneapolis | MN | 06/2014 | 10/2021 |
| Thrivent Financial | Appleton | WI | 11/2021 | Present |
| Rbc | Minneapolis | MN | 06/2014 | 10/2021 |
| Thrivent Distributors Llc | Minneapolis | MN | 12/2021 | Present |
INVER GROVE HEIGHTS FIRE DEPARTMENT POSITION: On Call Firefighter NATURE: Firefighting and other emergency response services. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 9200 Courthouse Blvd, Inver Grove Heights MN 55077, United States DESCRIPTION: Working part time, outside of Thrivent hours, on emergency and non-emergency response by the city's fire department.?
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-16 |
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