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Cliff Ray Lloyd

Mml Investors Services, LLC

Baton Rouge, LA

Covington, LA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-30
LA RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2017-05-30
  • LA RA
    APPROVED
    Since 2017-03-25

Branch Locations

5555 Hilton Avenue Suite 320, Baton Rouge, LA 70808 • United States

122 Terra Bella Blvd, Covington, LA 70433 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc. Baton Rouge LA 04/2008 03/2017
Mml Investors Services, Llc Baton Rouge LA 03/2017 Present
Massmutual Life Insurance Company Baton Rouge LA 07/2016 Present
  • 04/2008 → 03/2017
    Metlife Securities, Inc.
    Baton Rouge, LA
  • 03/2017 → Present
    Mml Investors Services, Llc
    Baton Rouge, LA
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Baton Rouge, LA
Previous Registrations
  • 2008-09-25 → 2017-03-25
    Msi Financial Services, Inc.
    Baton Rouge, LA
Other Businesses

(1)NAME: INDEPENDENT INSURANCE AGENT INV REL: Y ADDR: 122 TERRA BELLA BLVD COVINGTON LA 70433 NATURE: DENTAL AND GROUP DISABILITY INCOME LIFE/ACCIDENT/HEALTH MEDICARE RELATED PRODUCTS, PROPERTY AND CASUALTY POSITION: AGENT START: 05/2007 NO HRS: 10 NO HRS DUR TRADING: 2. (2)NAME: INDEPENDENT INSURANCE AGENT INV REL: Y ADDR: 122 TERRA BELLA BLVD COVINGTON LA 70433 NATURE: LIFE SETTLEMENTS POSITION: AGENT START: 12/2016 NO HRS: 1 NO HRS DUR TRADING: 1. (3)NAME: CLIFF LLOYD INV REL:Y ADDR: 122 TERRA BELLA BLVD COVINGTON LA 70433 NATURE: INDIVIDUAL LIFE POSITION: AGENT START: 07/16/2018 NO HRS: 0 NO HRS DUR TRADING: 0. (4)NAME: CLIFF LLOYD INV REL: Y ADDR: 122 TERRA BELLA BLVD COVINGTON LA 70433 NATURE: FIXED ANNUITY POSITION: AGENT START: 07/16/2018 NO HRS: 0 NO HRS DUR TRADING: 0.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-29
S63 Uniform Securities Agent State Law Examination 2013-02-22
  • S65 Uniform Investment Adviser Law Examination
    2016-03-29
  • S63 Uniform Securities Agent State Law Examination
    2013-02-22
Other Names
  • Clifford Ray Lloyd
  • Cliff Ray Lloyd
  • Cliff R Lloyd
  • Cliff Lloyd

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RAYMOND JAMES & ASSOCIATES, INC.
CETERA INVESTMENT ADVISERS LLC
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
3RD STREET CAPITAL MANAGEMENT L.L.C.
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Other Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
Paul B Langston
TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA

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