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Cory William Britton

Wells Fargo Clearing Services, LLC

St. Louis, MO

Tempe, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2015-10-22
  • AZ RA
    APPROVED
    Since 2015-10-22

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

1150 W Washington St, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Scottsdale AZ 09/2015 11/2016
Wells Fargo Clearing Services, Llc Scottsdale AZ 11/2016 Present
Previous Registrations
Other Businesses

SPORTS CARD SALES; NOT INV RELATED;SCOTTSDALE,AZ; SELLING SPORTS CARDS;50% OWNERSHIP; START DATE: 07/15/2026; 15 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-03
S63 Uniform Securities Agent State Law Examination 2008-09-26
  • S66 Uniform Combined State Law Examination
    2015-04-03
  • S63 Uniform Securities Agent State Law Examination
    2008-09-26

View on SEC IAPD

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