Nicholas Adam Bufford

Current Employers

Employment History

• 03/2014 → 08/2018
  Investment Professionals Inc
  San Antonio, TX
• 08/2018 → 03/2020
  Ameriprise Financial Services, Inc.
  Bourbannais, IL
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Bourbonnais, IL

Previous Registrations

• 2014-03-24 → 2018-09-24
  Investment Professionals, Inc.
  San Antonio, TX
  Bourbannais, IL
  Kansas City, MO
  Downers Grove, IL
• 2011-12-06 → 2014-03-25
  Pnc Wealth Management Llc
  Kankakee, IL
  Bourbonnais, IL
  Bradley, IL
  Tinley Park, IL
  Romeoville, IL
  Bollingbrook, IL
  Bradley, IL
  Bourbonnais, IL

Other Businesses

Board of Directors; YMCA of Kankakee; Board Member; 1075 N Kennedy Dr, , Kankakee, IL, 60901; Not Investment-Related; 03/17/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Limestone Youth Baseball / Softball; Board Member; PO BOX 66, , Kankakee, IL, 60901; Not Investment-Related; 03/15/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Peoples Bank of Kankakee County; Financial Advisor - Financial Advisor; ; 315 Main NW Bourbonnais, IL, ,; Investment-Related; 04/02/2014; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Community Foundation of Kankakee River Valley; committee member; 701 S Harrison AveKankakee, Illinois 60901, ,; Not Investment-Related; 10/15/2018; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2011-12-05
• S63 Uniform Securities Agent State Law Examination
  2008-12-23

Other Names

• Nicholas Adam Bufford
• Nick Bufford