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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED 2013-09-13
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2013-09-13
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

840 Sunrise Highway, Bay Shore, NY 11706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na. Bay Shore NY 04/2008 Present
J.P. Morgan Securities Llc Bayshore NY 10/2012 Present
Global Pathway Inc Nesconset NY 07/2024 Present
  • 04/2008 → Present
    Jpmorgan Chase Bank, Na.
    Bay Shore, NY
  • 10/2012 → Present
    Bayshore, NY
  • 07/2024 → Present
    Global Pathway Inc
    Nesconset, NY
Previous Registrations
  • 2012-05-31 → 2012-10-01
    Chase Investment Services Corp.
    Bohemia, NY
    West Babylon, NY
    Babylon, NY
    West Sayville, NY
    Bayshore, NY
Other Businesses

Entity Name: Global Pathway inc Investment related: No "Address: 21 Cleveland st, Nesconset NY 11767" Nature of the other business: Import of Beverages Position/Title/Relationship: Owner/Partner Start Date: 07/05/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Importing fruit drinks for resale purpose. Will have no activity in the financial or banking industry. Will be less then 1 hour a week if that of involvement. Entity Name: Aga Technologies Investment related: N Address: Bay Shore, NY 11706 Nature of the other business: Computer Sales, Repair Position/Title/Relationship: Owner/Partner Start Date: 07/01/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: i have not started the business yet, but will do if approved. its a computer parts business; buy and sell parts as well as build computers. no other. No other partners, just myself on it. will be outside of company time and nothing to do with our line of business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-29
S63 Uniform Securities Agent State Law Examination 2008-08-02
  • S66 Uniform Combined State Law Examination
    2012-05-29
  • S63 Uniform Securities Agent State Law Examination
    2008-08-02
Other Names
  • Sameet Aga

View on SEC IAPD

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