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Current Employers
Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-04-26
  • MI RA
    APPROVED
    Since 2023-04-26

Branch Locations

990 E South Blvd., Suite 100, Troy, MI 48085 • United States

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation El Segundo CA 04/2015 06/2017
Osiwala Financial Group, Llc Troy MI 04/2015 Present
Osiwala & Associates Strategic Investment Services, Inc. Troy MI 03/2016 04/2023
Mutual Securities, Inc. Camarillo CA 06/2017 Present
Barber Financial Group, Llc. Troy MI 06/2017 Present
Modern Wealth Management, Llc Troy MI 04/2023 Present
  • 04/2015 → 06/2017
    National Planning Corporation
    El Segundo, CA
  • 04/2015 → Present
    Osiwala Financial Group, Llc
    Troy, MI
  • 03/2016 → 04/2023
    Osiwala & Associates Strategic Investment Services, Inc.
    Troy, MI
  • 06/2017 → Present
    Mutual Securities, Inc.
    Camarillo, CA
  • 06/2017 → Present
    Barber Financial Group, Llc.
    Troy, MI
  • 04/2023 → Present
    Troy, MI
Previous Registrations
  • 2017-07-14 → 2023-12-07
    Barber Financial Group
    Troy, MI
    Lenexa, KS
  • 2016-11-01 → 2017-12-14
    Osiwala Financial Group, Llc
    Troy, MI
  • 2015-05-01 → 2017-06-26
    National Planning Corporation
    Troy, MI
  • 2015-01-07 → 2015-04-14
    Tfg Advisors
    Auburn Hills, MI
  • 2013-08-27 → 2014-10-27
    Saint Louis, MO
Other Businesses

1. Modern Wealth Management, LLC., Start Date: 04/24/2023, 13550 W 95th St., Lenexa, KS 66215, LLC, RIA, Senior Advisor, Investment Related, 160 Hours per month, 8 Hours per day during trading hours. 2. Modern Wealth Holdings, LLC., Start Date: 04/21/2023, 13550 W. 95th St., Lenexa, KS 66215, LLC, Insurance Agency, Insurance Agent, Recommend Insurance Products, Investment Related, 160 Hours per month, 8 Hours per day during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-08-27
S63 Uniform Securities Agent State Law Examination 2009-08-17
  • S65 Uniform Investment Adviser Law Examination
    2013-08-27
  • S63 Uniform Securities Agent State Law Examination
    2009-08-17
Designations
Other Names
  • Kyle M Akers

View on SEC IAPD

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