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1712 Main Street Suite 400, Kansas City, MO 64108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-04-26 |
Branch Locations
990 E South Blvd., Suite 100, Troy, MI 48085 • United States
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | El Segundo | CA | 04/2015 | 06/2017 |
| Osiwala Financial Group, Llc | Troy | MI | 04/2015 | Present |
| Osiwala & Associates Strategic Investment Services, Inc. | Troy | MI | 03/2016 | 04/2023 |
| Mutual Securities, Inc. | Camarillo | CA | 06/2017 | Present |
| Barber Financial Group, Llc. | Troy | MI | 06/2017 | Present |
| Modern Wealth Management, Llc | Troy | MI | 04/2023 | Present |
1. Modern Wealth Management, LLC., Start Date: 04/24/2023, 13550 W 95th St., Lenexa, KS 66215, LLC, RIA, Senior Advisor, Investment Related, 160 Hours per month, 8 Hours per day during trading hours. 2. Modern Wealth Holdings, LLC., Start Date: 04/21/2023, 13550 W. 95th St., Lenexa, KS 66215, LLC, Insurance Agency, Insurance Agent, Recommend Insurance Products, Investment Related, 160 Hours per month, 8 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2009-08-17 |
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