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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-25
AZ RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2019-04-25
  • AZ RA
    APPROVED
    Since 2011-01-03

Branch Locations

2201 W Hwy 89A, Sedona, AZ 86336 • United States

2625 N 4Th St, Flagstaff, AZ 86004 • United States

1200 S Milton Rd, Flagstaff, AZ 86001 • United States

Highway 191, Chinle, AZ 86503 • United States

97 S Main St, Tuba City, AZ 86045 • United States

Hwy 160, Kayenta, AZ 86033 • United States

Highway 264 And Route 12, Window Rock, AZ 86515 • United States

8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Glendale AZ 07/2007 Present
Wells Fargo Advisors Llc Glendale AZ 01/2011 11/2016
Wells Fargo Clearing Services, Llc Glendale AZ 11/2016 Present
  • 07/2007 → Present
    Wells Fargo Bank Na
    Glendale, AZ
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Glendale, AZ
  • 11/2016 → Present
    Glendale, AZ
Previous Registrations
  • 2008-12-04 → 2011-01-03
    Wells Fargo Investments, Llc
    Glendale, AZ
    Goodyear, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-09
  • S66 Uniform Combined State Law Examination
    2008-11-09
Other Names
  • Oscar Ing Huynh

View on SEC IAPD

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