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1010 Grand 3Rd Floor, Kansas City, MO 64106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-05-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Story City | IA | 04/2008 | 12/2018 |
| Thrivent Financial For Lutherans | Appleton | WI | 08/2008 | 12/2018 |
| Pruco Securities, Llc. | Ankeny | IA | 12/2018 | 11/2024 |
| Prudential Insurance Company Of America | Ankeny | IA | 12/2018 | 05/2026 |
| Lpl Enterprise, Llc | Story City | IA | 11/2024 | 05/2026 |
| Umb Bank, N.A. | Kansas City | MO | 01/2026 | Present |
| Umb Private Wealth Management, Llc | Kansas City | MO | 05/2026 | 06/2026 |
| Umb Private Wealth Management, Llc | Kansas City | MO | 06/2026 | Present |
LEONESSA LLC PROPERTIES, INVESTMENT REALTED, United States, Position: Owner; Nature: Real Estate Development Rental and Leasing, 07/16/2015, 0 hours per month during business hours, 0 hours during trading hours, Description: owner/property manager. Please note: The entire address of the property is 626 Broad Street but there are two parcels within this property; The mailing address for managing company is Leonessa LLC at 628 Broad Street Suite #1 Story City, Iowa 50248. UMB Bank, NA, investment related, 1010 Grand Blvd - 3rd FL, KC MO 64106, Financial Planning, Wealth Advisor, 06/2026, 160 hours per month; 140 hours per month allocated to UMB Bank during normal business hours. Duties include Relationship management with existing clients and working with team members to deliver holistic wealth planning to clients
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-29 |
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