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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-12-18 |
| OH | RA | APPROVED | 2017-11-17 |
Branch Locations
5731 Shields Road Suite D, Canfield, OH 44406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Canfield | OH | 11/2009 | 11/2017 |
| Raymond James Financial Services, Inc. | Canfield | OH | 11/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Canfield | OH | 11/2017 | Present |
(1)Name of Business: Addison Reserve Condominium Association II, LLC Address: 5731 Shields Rd Ste D, Canfield, OH, 44406-8682, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: Yes Start Date: 01/01/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will act as the primary contact to represent the owners of a 4 building commercial condo association. Main communication is with the Property Management Company who manages the properties for the owners. As the owner of the building in which we operate our branch i will conduct the communications while I am in the office. As a group we approve invoices above the amount of $500 for he PM. A budget is established annually that includes all expenses. (2)Name of Business: Capital Wealth Group Address: 5731 Shields Rd Ste D, Canfield, OH, 44406, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/15/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of the DBA name. The name is used solely as a DBA (3)Name of Business: SPH Realty Group, LLC Address: 3695 Villa Rosa Drive , Canfield, OH, 44406, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/24/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole Member / Owner of LLC company to purchase and acquire Real Estate Assets. (4)Name of Business: SPH Wealth Group Address: 3695 Villa Rosa Drive, Canfield, OH, 44406-8091, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 11/15/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My support company which is an LLC (5)Name of Business: The Capital Insurance Group Address: 5731 Shields Rd Ste D, Canfield, OH, 44406-8682, United States Activity Type: Non-variable Insurance Position/Title: Broker, Agent, Associate/Employee, Owner Investment Related: Yes Start Date: 06/16/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own and Operate an agency for the purpose of providing consulting for Medicare participants and to provide options for Medicare Supplements and/or Medicare advantage plans. I plan on hiring an employee to do most of the sales and marketing while I can provide the structure and framework to do so.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-03 |
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