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Gabriel Nader Issa

Mml Investors Services, LLC

San Jose, CA

CRD 5521159

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-15
CA RA APPROVED 2019-07-08
  • TX RA
    APPROVED
    Since 2019-07-15
  • CA RA
    APPROVED
    Since 2019-07-08

Branch Locations

950 S Bascom Ave Ste 2112, San Jose, CA 95128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual/Silicon Valley Financial Group San Jose CA 09/2005 Present
Mml Investors Services Inc. San Jose CA 05/2008 Present
  • 09/2005 → Present
    Massmutual/Silicon Valley Financial Group
    San Jose, CA
  • 05/2008 → Present
    Mml Investors Services Inc.
    San Jose, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-20
S63 Uniform Securities Agent State Law Examination 2009-07-31
  • S65 Uniform Investment Adviser Law Examination
    2019-06-20
  • S63 Uniform Securities Agent State Law Examination
    2009-07-31
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant
Other Names
  • Gabriel Issa

View on SEC IAPD

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Nearby Investors

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Adrian Baker
Bianca N. Cross

Nearby Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA

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