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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-17
  • TX RA
    APPROVED
    Since 2025-03-17

Branch Locations

500 Chestnut Street Suite 1300, Abilene, TX 79602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Abilene TX 10/2014 02/2022
Morgan Stanley Private Bank, National Association New York NY 09/2015 02/2022
Wells Fargo Advisors Financial Network, Llc Abilene TX 02/2022 03/2025
Stifel Abilene TX 03/2025 Present
Previous Registrations
Other Businesses

1. 160 Promotions; 1910 C Industrial Blvd Abilene TX 79602; Retail and B2B sales of promotional and branded items; 24% partner; 11/01/2022; 2 hrs/month; Not during security trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-16
  • S66 Uniform Combined State Law Examination
    2015-01-16
Other Names
  • J'LYnn E Teten
  • Jlynn E Harvey
  • J'LYnn E Harvey
  • Jlynn E Smith

View on SEC IAPD

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