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Mary Linder Herrmann

Harvey Investment Company, LLC

Louisville, KY

CRD 4161367

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Employer firm

Harvey Investment Company, LLC CRD 110482

$1.03B regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Harvey Investment Company, Llc

297 North Hubbards Lane Suite 102, Louisville, KY 40207 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-01-01
  • KY RA
    APPROVED
    Since 2025-01-01

Branch Locations

297 North Hubbards Lane Suite 102, Louisville, KY 40207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harvey Investment Company, Llc Louisville KY 10/2000 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-09
S63 Uniform Securities Agent State Law Examination 2000-07-07
  • S65 Uniform Investment Adviser Law Examination
    2014-06-09
  • S63 Uniform Securities Agent State Law Examination
    2000-07-07
Other Names
  • Mary Linder
  • Mary L Herrmann

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
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