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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Riverside | CA | 04/2010 | 07/2024 |
| Wells Fargo Advisors Llc | Riverside | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Riverside | CA | 11/2016 | 07/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Riverside | CA | 07/2024 | Present |
| California State Polytechnic University, Humboldt | Arcata | CA | 08/2020 | 08/2022 |
| Bank Of America, N.A. | Riverside | CA | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-04 |
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