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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-08 |
| NE | RA | APPROVED | 2011-01-21 |
Branch Locations
415 East Ave, Holdrege, NE 68949 • United States
3311 W Stolley Park Rd, Grand Island, NE 68803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Holdrege | NE | 01/2011 | Present |
| Principal Securities Inc | Holdrege | NE | 03/2016 | Present |
**OUTSIDE INSURANCE, 09/27/11, SELLING LTC, GROUP, HEALTH, TERM, DI AND TRADITIONAL INSURANCE PRODUCTS THROUGH VARIOUS CARRIERS. **BOARD POSITION; HOLDREGE PUBLIC SCHOOLS FOUNDATION BOARD; 02/26/13. **Blue Edge LLC; Not Investment Related; Holdrege, NE; Co-owner; Entity established to own office building, and be used to pay office expenses, including off payroll. Will also receive health insurance commissions.; Start Date: 04/25/2016; 5 hrs per month; 5 during trading hours. **Phelps County Development Corporation; Not Investment Related; Holdrege, NE; Board Member; Provide vision, direction, and leadership for the PCDC.; Start Date: 10/01/2020; 2 hrs per month; 0 during trading hours. **ROTARY CLUB OF HOLDREGE, NE POSITION: President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2025 ADDRESS: 302 East Avenue, Holdrege NE 68949, United States DESCRIPTION: The mission of Rotary is to provide service to others, promote integrity, and advance world understanding, goodwill, and peace. Our local Rotary club holds meetings weekly and participates in occasional service projects in our community. My role as President will be to conduct those weekly meetings and conduct quarterly officer meetings to lead the organization for a 1 year term. **HOLDREGE AREA EARLY CHILDHOOD PARTNERSHIP, INC POSITION: President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/07/2025 ADDRESS: 504 4th Avenue, Holdrege NE 68949, United States DESCRIPTION: This entity is a non-profit 501(c)(3) that evolved from the previously disclosed activity Communities for Kids Steering Committee. The mission of the organization is to operate as an independent organization that facilitates strategic partnerships between businesses and early childhood providers. The entity is committed to advancing and ensuring high-quality care for children in our area in order to assist with business recruitment, retention, and expansion efforts to transform our local economy. My role as President is to ensure the sustainability and accountability of the entity and assist with potential fundraising campaigns. I also conduct the monthly board meetings.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-17 |
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