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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-08
NE RA APPROVED 2011-01-21
  • TX RA
    APPROVED_RES
    Since 2021-03-08
  • NE RA
    APPROVED
    Since 2011-01-21

Branch Locations

415 East Ave, Holdrege, NE 68949 • United States

3311 W Stolley Park Rd, Grand Island, NE 68803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Holdrege NE 01/2011 Present
Principal Securities Inc Holdrege NE 03/2016 Present
  • 01/2011 → Present
    Principal Life Insurance Company
    Holdrege, NE
  • 03/2016 → Present
    Holdrege, NE
Previous Registrations
  • 2008-07-03 → 2011-01-11
    Waddell & Reed
    Savage, MN
    Holdrege, NE
Other Businesses

**OUTSIDE INSURANCE, 09/27/11, SELLING LTC, GROUP, HEALTH, TERM, DI AND TRADITIONAL INSURANCE PRODUCTS THROUGH VARIOUS CARRIERS. **BOARD POSITION; HOLDREGE PUBLIC SCHOOLS FOUNDATION BOARD; 02/26/13. **Blue Edge LLC; Not Investment Related; Holdrege, NE; Co-owner; Entity established to own office building, and be used to pay office expenses, including off payroll. Will also receive health insurance commissions.; Start Date: 04/25/2016; 5 hrs per month; 5 during trading hours. **Phelps County Development Corporation; Not Investment Related; Holdrege, NE; Board Member; Provide vision, direction, and leadership for the PCDC.; Start Date: 10/01/2020; 2 hrs per month; 0 during trading hours. **ROTARY CLUB OF HOLDREGE, NE POSITION: President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2025 ADDRESS: 302 East Avenue, Holdrege NE 68949, United States DESCRIPTION: The mission of Rotary is to provide service to others, promote integrity, and advance world understanding, goodwill, and peace. Our local Rotary club holds meetings weekly and participates in occasional service projects in our community. My role as President will be to conduct those weekly meetings and conduct quarterly officer meetings to lead the organization for a 1 year term. **HOLDREGE AREA EARLY CHILDHOOD PARTNERSHIP, INC POSITION: President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/07/2025 ADDRESS: 504 4th Avenue, Holdrege NE 68949, United States DESCRIPTION: This entity is a non-profit 501(c)(3) that evolved from the previously disclosed activity Communities for Kids Steering Committee. The mission of the organization is to operate as an independent organization that facilitates strategic partnerships between businesses and early childhood providers. The entity is committed to advancing and ensuring high-quality care for children in our area in order to assist with business recruitment, retention, and expansion efforts to transform our local economy. My role as President is to ensure the sustainability and accountability of the entity and assist with potential fundraising campaigns. I also conduct the monthly board meetings.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-07-02
S63 Uniform Securities Agent State Law Examination 2008-06-17
  • S65 Uniform Investment Adviser Law Examination
    2008-07-02
  • S63 Uniform Securities Agent State Law Examination
    2008-06-17
Other Names
  • Grant Ericksen

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