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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2015-03-04 |
Branch Locations
415 East Ave, Holdrege, NE 68949 • United States
3311 W Stolley Park Rd, Grand Island, NE 68803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Ins Co | Holdrege | NE | 02/2012 | Present |
| Principal Securities Inc | Holdrege | NE | 03/2016 | Present |
***Outside Insurance; Investment Related; ; Crop Insurance; ; Start Date: ; 4 hrs per month; during trading hours.***Murdoch Partnership; Not Investment Related; ; Family entity, partner; ; Start Date: ; 32 hrs per month; during trading hours.***Outside Insurance; Not Investment Related; ; Selling ancillary products such as long-term care, group benefits, health insurance, term insurance, disability and other traditional insurance products through various carriers; ; Start Date: ; na hrs per month; during trading hours. ***Blue Edge, LLC; Not Investment Related; Holdrege, NE; Co-owner; Entity established to own office building, and be used to pay office expenses, including off payroll. Will also receive health insurance commissions.; Start Date: 04/26/2016; 5 hrs per month; 5 during trading hours. ***LEGACY STRATEGIC VENTURES, LLC POSITION: Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2023 ADDRESS: 327 Ogden Street, Oxford NE 68967, United States DESCRIPTION: My role as a LLC Member will be to evaluate performance of various real estate ventures held within the LLC taken and seek out new real estate venture opportunities. ***FAITH CHRISTIAN SCHOOL BOARD POSITION: President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 01/23/2024 ADDRESS: 5710 19th Ave, Kearney NE 68845, United States DESCRIPTION: Lead Board Meetings, interact with School Principal to assist in decision making, school policy implementation, assist in determining school budget, and tuition rates. ***LEGACY EQUIPMENT, LLC POSITION: Owner/Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 327 Ogden St, Oxford NE 68967, United States DESCRIPTION: The entity owns and rents farm equipment. My role is reviewing equipment purchases and working with my two family members/partners, Joe Haas and Jordan Bergquist, to make decisions on rent rates.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-08 |
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