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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-02
OH RA APPROVED 2018-02-23
  • TX RA
    APPROVED_RES
    Since 2021-07-02
  • OH RA
    APPROVED
    Since 2018-02-23

Branch Locations

3731 Boardman-Canfield Rd Ste C, Canfield, OH 44406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na East Liverpool OH 10/2009 02/2018
J.P. Morgan Securities Llc East Liverpool OH 10/2012 02/2018
Wells Fargo Clearing Services Llc Canfield OH 02/2018 Present
Previous Registrations
Other Businesses

POWER OF ATTORNEY FOR MOTHER, INV RELATED, ROGERS, OH, START 10/9/2019, 1 HR/MONTH, 0 HRS DURING TRADING. EXECUTRIX FOR MOTHER, INV RELATED, ROGERS, OH, START 10/9/2019, 1 HR/MONTH, 0 HRS DURING TRADING. NOTARY PUBLIC, NOT INV RELATED, STATE OF OHIO, START 1/22/2021, 1 HOUR PER MONTH, ZERO DURING TRADING, NOTARIZE DOCUMENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-27
  • S66 Uniform Combined State Law Examination
    2008-05-27
Other Names
  • Krista Lea Houser

View on SEC IAPD

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