Catherine Ann Irizarry

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 05/2017
  Small World Wealth Management (@ Northwestern Mutual)
  Poughkeepsie, NY
• 05/2017 → 03/2021
  Key Investment Services Llc
  Poughkeepsie, NY
• 03/2021 → Present
  Wells Fargo Advisors Financial Network, Llc
  Kingston, NY
• 03/2015 → 05/2017
  Northwestern Mutual Investment Services, Llc
  Poughkeepsie, NY

Previous Registrations

• 2021-01-06 → 2021-03-19
  Key Investment Services Llc
  Poughkeepsie, NY
  Plymouth Meeting, PA
  Brooklyn, OH

Other Businesses

NOTARY PUBLIC; NOT INVESTMENT RELATED; NEWBURGH,NY; START DATE 11/23/2018; NUMBER OF HOURS PER MONTH LESS THAN 1; NUMBER OF HOURS DURING TRADING 0; NOTARIZING DOCUMENTS.;| EXECUTRIX FOR FATHER'S ESTATE; INV. RELATED; BUCKHANNON, WV; START DATE 2/23/2024; 8 HRS PER MONTH; 0 HRS DURING TRADING.| POWER OF ATTORNEY; INV RELATED; PLEASANT VALLEY, NY; POA; START DATE 03/04/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING

Exams

• S66 Uniform Combined State Law Examination
  2020-10-08
• S63 Uniform Securities Agent State Law Examination
  2015-06-03

Other Names

• Catherine A Rogers
• Catherine A Irizarry