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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-06-30 |
Branch Locations
7904 Wrenwood Blvd Suite D, Baton Rouge, LA 70809 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc | Baton Rouge | LA | 08/2005 | Present |
| Stonex Advisors Inc | Baton Rouge | LA | 06/2016 | Present |
1.) Rental Properties | 940 E. Tom Stokes Ct., and 8720 Jefferson Hwy, Baton Rouge, LA | Nature of Business: Rental Properties | Non Investment Related | Owner | Duties: Collect Rent From Properties | Start Date: 4/1/2012 | 0hrs/month | 0 hrs/month during market hrs. 2)Partner of SI Financial, shell LLC used to pay overhead expense bills for office Non-investment related Partner/signer on account 06/03/2015 0 hours spent during month and 0 hours spent during market hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-04 |
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