Kevin C Brooks

Employer firm

Stonex Advisors Inc. CRD 174182

$5.09B regulatory AUM 52 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2005 → Present
  Stonex Securities Inc
  Baton Rouge, LA
• 06/2016 → Present
  Stonex Advisors Inc
  Baton Rouge, LA

Previous Registrations

• 2005-11-02 → 2016-06-30
  Intl Advisory Consultants Inc.
  Birmingham, AL
• 2002-09-19 → 2003-01-30
  Ubs Financial Services Inc.
  Baton Rouge, LA

Other Businesses

1.) Rental Properties | 940 E. Tom Stokes Ct., and 8720 Jefferson Hwy, Baton Rouge, LA | Nature of Business: Rental Properties | Non Investment Related | Owner | Duties: Collect Rent From Properties | Start Date: 4/1/2012 | 0hrs/month | 0 hrs/month during market hrs. 2)Partner of SI Financial, shell LLC used to pay overhead expense bills for office Non-investment related Partner/signer on account 06/03/2015 0 hours spent during month and 0 hours spent during market hours

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-11
• S63 Uniform Securities Agent State Law Examination
  1998-11-04

Other Names

• Kevin Clinton Brooks