Matthew Ames

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-07-08
CA	RA	APPROVED	2024-05-09

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Inc.	Seal Beach	CA	06/2016	01/2018
Bank Of America N.A.	Seal Beach	CA	07/2016	01/2018
Crown Capital Securities, Lp	Orange	CA	02/2018	12/2019
Unity Wealth Partners Llc	Orange	CA	06/2021	04/2024
Unemployed	Huntington Beach	CA	01/2020	06/2021
Dfpg Investments, Llc	Sandy	UT	12/2021	07/2022
Unity Wealth Partners, Llc	Orange	CA	12/2021	04/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Newport Beach	CA	04/2024	Present
Bank Of America, N.A.	Newport Beach	CA	06/2024	Present

06/2016 → 01/2018

Merrill Lynch, Pierce, Fenner & Smith Inc.

Seal Beach, CA
07/2016 → 01/2018

Bank Of America N.A.

Seal Beach, CA
02/2018 → 12/2019

Crown Capital Securities, Lp

Orange, CA
06/2021 → 04/2024

Unity Wealth Partners Llc

Orange, CA
01/2020 → 06/2021

Unemployed

Huntington Beach, CA
12/2021 → 07/2022

Dfpg Investments, Llc

Sandy, UT
12/2021 → 04/2024

Unity Wealth Partners, Llc

Orange, CA
04/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA
06/2024 → Present

Bank Of America, N.A.

Newport Beach, CA

2021-12-01 → 2024-04-29

Unity Wealth Partners

Newport Beach, CA
2018-02-01 → 2019-12-31

Crown Capital Securities, L.P.

Huntington Beach, CA

Orange, CA
2016-06-28 → 2018-01-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seal Beach, CA
2014-03-31 → 2016-04-13

Morgan Stanley

Brea, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-03-31

Other Firms