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Current Employers
Royal Fund Management, Llc

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-02-16
  • CO RA
    APPROVED
    Since 2023-02-16

Branch Locations

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

Colorado Springs, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nicklos K. Naseman, Inc. Colorado Springs CO 01/2009 12/2016
Iron Mountain Financial, Inc. Colorado Springs CO 08/2014 06/2023
Elite Investment Team, Llc San Diego CA 11/2018 01/2020
Royal Fund Management, Llc Lady Lake FL 02/2023 Present
Iron Mountain Financial, Inc. Colorado Springs CO 06/2023 Present
  • 01/2009 → 12/2016
    Nicklos K. Naseman, Inc.
    Colorado Springs, CO
  • 08/2014 → 06/2023
    Iron Mountain Financial, Inc.
    Colorado Springs, CO
  • 11/2018 → 01/2020
    Elite Investment Team, Llc
    San Diego, CA
  • 02/2023 → Present
    Lady Lake, FL
  • 06/2023 → Present
    Iron Mountain Financial, Inc.
    Colorado Springs, CO
Previous Registrations
  • 2014-10-28 → 2023-06-02
    Iron Mountain Financial, Inc.
    Colorado Springs, CO
  • 2018-10-24 → 2020-12-31
    Elite Investment Team Llc
    Colorado Springs, CO
    San Diego, CA
  • 2009-09-25 → 2016-10-18
    Pueblo, CO
  • 2009-01-07 → 2009-10-16
    Colorado Springs, CO
  • 2008-06-25 → 2008-12-17
    St Louis, MO
    Colorado Springs, CO
Other Businesses

1.) Iron Mountain Financial, Inc. ; Insurance Agency; Investment related, Colorado Springs, CO, Start date 06/2023, Insurance Agent/Owner, Life Insurance and Annuities. 2.) Nikko's Place, Not investment related, 6975 Battle Mountain Rd, Colorado Springs, CO 80922, ETSY retail sales, President and sole proprietor, Start: May 2022, Approx hrs/mo: 10, Hrs during securities trading: 0, Duties: Craft and sell 3D printed items 3.) Naseman LLC, Not investment related, 6975 Battle Mountain Rd, Colorado Springs, CO 80922, Solely for 1099 income / tax purposes, President; Start Date: February 2023, Approx hrs/mo: 0 Hrs during securities trading: 0, Duties: Business is not public facing, entity established to accept 1099 income. 4.) Association of Financial Educators, Not investment related; 108 Wild Basin Rd, S, Ste 250, Austin TX 78746; Financial Literacy Provider; Educator; Start Date: June 2025; Approx 5-10% of time spent: 0 Hrs during securities trading; Provide financial education to businesses and employees

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-12
  • S66 Uniform Combined State Law Examination
    2008-06-12
Other Names
  • Nicklos Naseman
  • Nick Naseman

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