Nicklos Karl Naseman

Employer firm

Royal Fund Management, LLC CRD 144434

$1.56B regulatory AUM 23 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISOR TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 12/2016
  Nicklos K. Naseman, Inc.
  Colorado Springs, CO
• 08/2014 → 06/2023
  Iron Mountain Financial, Inc.
  Colorado Springs, CO
• 11/2018 → 01/2020
  Elite Investment Team, Llc
  San Diego, CA
• 02/2023 → Present
  Royal Fund Management, Llc
  Lady Lake, FL
• 06/2023 → Present
  Iron Mountain Financial, Inc.
  Colorado Springs, CO

Previous Registrations

• 2014-10-28 → 2023-06-02
  Iron Mountain Financial, Inc.
  Colorado Springs, CO
• 2018-10-24 → 2020-12-31
  Elite Investment Team Llc
  Colorado Springs, CO
  San Diego, CA
• 2009-09-25 → 2016-10-18
  Mathies Financial Partners
  Pueblo, CO
• 2009-01-07 → 2009-10-16
  Redhawk Wealth Advisors, Inc.
  Colorado Springs, CO
• 2008-06-25 → 2008-12-17
  Edward Jones
  St Louis, MO
  Colorado Springs, CO

Other Businesses

1.) Iron Mountain Financial, Inc. ; Insurance Agency; Investment related, Colorado Springs, CO, Start date 06/2023, Insurance Agent/Owner, Life Insurance and Annuities. 2.) Nikko's Place, Not investment related, 6975 Battle Mountain Rd, Colorado Springs, CO 80922, ETSY retail sales, President and sole proprietor, Start: May 2022, Approx hrs/mo: 10, Hrs during securities trading: 0, Duties: Craft and sell 3D printed items 3.) Naseman LLC, Not investment related, 6975 Battle Mountain Rd, Colorado Springs, CO 80922, Solely for 1099 income / tax purposes, President; Start Date: February 2023, Approx hrs/mo: 0 Hrs during securities trading: 0, Duties: Business is not public facing, entity established to accept 1099 income. 4.) Association of Financial Educators, Not investment related; 108 Wild Basin Rd, S, Ste 250, Austin TX 78746; Financial Literacy Provider; Educator; Start Date: June 2025; Approx 5-10% of time spent: 0 Hrs during securities trading; Provide financial education to businesses and employees

Exams

• S66 Uniform Combined State Law Examination
  2008-06-12

Other Names

• Nicklos Naseman
• Nick Naseman