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1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-02-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nicklos K. Naseman, Inc. | Colorado Springs | CO | 01/2009 | 12/2016 |
| Iron Mountain Financial, Inc. | Colorado Springs | CO | 08/2014 | 06/2023 |
| Elite Investment Team, Llc | San Diego | CA | 11/2018 | 01/2020 |
| Royal Fund Management, Llc | Lady Lake | FL | 02/2023 | Present |
| Iron Mountain Financial, Inc. | Colorado Springs | CO | 06/2023 | Present |
1.) Iron Mountain Financial, Inc. ; Insurance Agency; Investment related, Colorado Springs, CO, Start date 06/2023, Insurance Agent/Owner, Life Insurance and Annuities. 2.) Nikko's Place, Not investment related, 6975 Battle Mountain Rd, Colorado Springs, CO 80922, ETSY retail sales, President and sole proprietor, Start: May 2022, Approx hrs/mo: 10, Hrs during securities trading: 0, Duties: Craft and sell 3D printed items 3.) Naseman LLC, Not investment related, 6975 Battle Mountain Rd, Colorado Springs, CO 80922, Solely for 1099 income / tax purposes, President; Start Date: February 2023, Approx hrs/mo: 0 Hrs during securities trading: 0, Duties: Business is not public facing, entity established to accept 1099 income. 4.) Association of Financial Educators, Not investment related; 108 Wild Basin Rd, S, Ste 250, Austin TX 78746; Financial Literacy Provider; Educator; Start Date: June 2025; Approx 5-10% of time spent: 0 Hrs during securities trading; Provide financial education to businesses and employees
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-12 |
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