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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-08-08 |
| TX | RA | APPROVED_RES | 2023-08-08 |
Branch Locations
220 Alhambra Circle 10Th Floor, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Miami | FL | 05/2013 | 09/2021 |
| Bbva Securities Inc | Miami | FL | 09/2015 | 09/2021 |
| Pnc Managed Accounts | Miami | FL | 03/2019 | 10/2022 |
| Bbva Insurance Agency, Inc. | Austin | TX | 07/2019 | 09/2021 |
| Pnc Investments | Fort Lauderdale | FL | 09/2021 | 07/2023 |
| Morgan Stanley | Coral Gables | FL | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-20 |
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