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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-28
MI RA APPROVED 2019-02-22
  • TX RA
    APPROVED
    Since 2020-10-28
  • MI RA
    APPROVED
    Since 2019-02-22

Branch Locations

1129 N Main St., Rochester, MI 48307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Rochester Hills MI 06/2011 02/2019
Various Insurance Carriers For W&R Insurance Agencies Rochester MI 06/2011 02/2019
Tsterling Pllc Rochester MI 10/2014 Present
Raya Rochester MI 03/2016 06/2018
Cambridge Investment Research, Inc. Fairfield IA 02/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2019 Present
  • 06/2011 → 02/2019
    Waddell & Reed Inc
    Rochester Hills, MI
  • 06/2011 → 02/2019
    Various Insurance Carriers For W&R Insurance Agencies
    Rochester, MI
  • 10/2014 → Present
    Tsterling Pllc
    Rochester, MI
  • 03/2016 → 06/2018
    Raya
    Rochester, MI
  • 02/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2019 → Present
    Fairfield, IA
Previous Registrations
  • 2011-06-07 → 2019-02-28
    Waddell & Reed
    Rochester Hills, MI
    Torrance, CA
    Grand Rapids, MI
    Torrance, CA
    Hamden, CT
    Rochester Hills, MI
  • 2008-05-23 → 2011-06-08
    Thousand Oaks, CA
    Torrance, CA
    Long Beach, CA
    Lakewood, CA
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-40/WK-40/TRADING. SEE EMPLOYMENT FOR START DATE. 2. TSTERLINGPLLC, 455 S LIVERNOIS RD STE C23, ROCHESTER HILLS, MI, 10/2014. FINANCIAL PROFESSIONAL UTILIZING DBA NAME. NIR-0/YR-0/TRADING. 3. STERLING WEALTH SOLUTIONS PLLC, 455 S LIVERNOIS RD STE C23, ROCHESTER HILLS, MI, 10/2014. FINANCIAL PROFESSIONAL UTILIZING DBA NAME. NIR-0/YR-0/TRADING. 4. STERLING WEALTH SOLUTIONS PLLC, 455 S LIVERNOIS RD STE C23, ROCHESTER HILLS, MI, 02/2019. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-3/MO-2/TRADING. 5. WHAT BLUE MOUSTACHE LLC, 1700 Buell Ct., Rochester MI 48306, 04/2025, OWNER, REAL ESTATE, NIR, 1 HR/MO - 0 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-22
  • S66 Uniform Combined State Law Examination
    2008-05-22
Other Names
  • Todd Sterling

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