Best Investors Account Sign in

Richard Michael Ross

Edward Jones

Phoenix, AZ

CRD 5516180

Claim This Profile
Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-14
AZ RA APPROVED 2010-07-26
  • TX RA
    APPROVED_RES
    Since 2018-12-14
  • AZ RA
    APPROVED
    Since 2010-07-26

Branch Locations

4040 E Camelback Rd Suite 200, Phoenix, AZ 85018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2008 Present
Other Businesses

Richard Ross Type of business: Communications and Marketing Phoenix, AZ Start date: 7/1/1991 writer/speaker/coach Hours per week: 0 Hours during trading: 0 Desc: Occasionally speak and write articles, newsletters, etc. about: marketing, adventure travel, health, nutrition, environment, community building, sustainable living, ceramics and art. Additionally, counsel not-for-profits and small businesses about marketing/branding. * Richard Ross Type of business: Ceramic & Fine Art Sales Phoenix, AZ Start date: 10/26/2018 Owner Hours per week: 3 Hours during trading: 0 Desc: create ceramics and other artworks and sell mainly at art fairs but potentially at retail locations and online. * Rental Property Type of business: rental property Stoughton, MA Start date: 7/1/2005 property owner Hours per week: 3 Hours during trading: 0 Maintain property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-12
  • S66 Uniform Combined State Law Examination
    2008-06-12

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Phoenix, AZ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor