Jeffrey Carter Malas

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → Present
  Lpl Financial Llc
  Yorkville, IL

Previous Registrations

• 2008-07-16 → 2011-04-08
  Edward Jones
  St Louis, MO
  Oswego, IL
  Sugar Grove, IL

Other Businesses

(1) 08/02/2011: Malas Financial Inc - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 04/20/2012: Legal Shield - Other-Pre-paid legal - At Reported Business Location(s) - 1% Time Spent - Selling Legal Shield services which is a legal insurance plan. Services include legal advice, legal doc review, will preparation, audit services, identity theft etc. Offering it as part of insurance offerings. (3) 01/30/2014: Milestone Wealth Design - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 100% Time Spent (4) 10/28/2014: The Malas Family Irrevocable Trust DTD 8-20-14 - Act in a Fiduciary Capacity - Investment Related - 955 Hayden Dr, Yorkville, IL 60560 - Start 08/20/2014 - 2 Hr/Mo; 0 Hour(s) During Securities Trading - Trustee, Executor, Lifetime Beneficiary, Residuary Beneficiary for parents (5) 10/13/2016: Penn Mutual - Non-Variable Insurance - Investment Related - 129 Commercial Drive Suite 8b, Yorkville IL 60560 - Start 01/01/2016 - 1 Hr/Mo; 1 Hour(s) During Securities Trading - Agent. Paid directly by the carrier. Life insurance. (6) 05/11/2022 - Wendy Katherine Malas Living Trust - Investment Related - At Reported Business Location(s) - Real Estate Rental- Start Date - 01/01/2021 - 1 Hours Per Month/ 0 Hours During Securities Trading (7) 01/26/2024 - Eugene Cohen Agency - Non-Variable Insurance - Insurnace Agent - Investment Related - At Reported Business Location(s) - Start Date 02/15/2015 - 5 Hours Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2008-07-14

Other Names

• Jeff Carter Malas
• Jeff Malas