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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2015-01-05 |
Branch Locations
3711 Kennett Pike, Suite 201, Wilmington, DE 19807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wsfs Bank | Greenville | DE | 11/2010 | 06/2025 |
| Commonwealth Financial Network | Waltham | MA | 01/2015 | Present |
| Haven Private Wealth | Wilmington | DE | 06/2025 | 12/2025 |
| Harris Asset Management Llc | Wilmington | DE | 12/2025 | Present |
1. Selling Fixed Insurance; as of 2014, less than 5% time spent during business hours; conducted at branch location; investment related. 2. Rental properties; owner; Located in Elton, MD & Wilmington, DE, as of 1998, 0% of time spent during business hours, investment related; not performed at branch. 3. Owner, Harris Asset Management LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 6/15/2025; 100% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-31 |
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