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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2015-01-05
  • DE RA
    APPROVED
    Since 2015-01-05

Branch Locations

3711 Kennett Pike, Suite 201, Wilmington, DE 19807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wsfs Bank Greenville DE 11/2010 06/2025
Commonwealth Financial Network Waltham MA 01/2015 Present
Haven Private Wealth Wilmington DE 06/2025 12/2025
Harris Asset Management Llc Wilmington DE 12/2025 Present
  • 11/2010 → 06/2025
    Wsfs Bank
    Greenville, DE
  • 01/2015 → Present
    Waltham, MA
  • 06/2025 → 12/2025
    Haven Private Wealth
    Wilmington, DE
  • 12/2025 → Present
    Harris Asset Management Llc
    Wilmington, DE
Previous Registrations
  • 2010-11-02 → 2015-01-06
    Invest Financial Corporation
    Wilmington, DE
    Greenville, DE
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
  • 2009-09-10 → 2010-11-02
    Wilmington, DE
  • 2008-08-01 → 2009-03-26
    Banc Of America Investment Services, Inc.
    Philadelphia, PA
    Wilmington, DE
Other Businesses

1. Selling Fixed Insurance; as of 2014, less than 5% time spent during business hours; conducted at branch location; investment related. 2. Rental properties; owner; Located in Elton, MD & Wilmington, DE, as of 1998, 0% of time spent during business hours, investment related; not performed at branch. 3. Owner, Harris Asset Management LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 6/15/2025; 100% of time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-31
  • S66 Uniform Combined State Law Examination
    2008-07-31
Other Names
  • Kevin B Harris
  • Kevin Brian Harris

View on SEC IAPD

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