Fabrizio Giacona

Current Employers

Employment History

• 01/2016 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 10/2013 → 09/2022
  First Allied Securities Inc.
  San Diego, CA
• 01/2016 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2021 → 06/2023
  Sageview Advisory Group, Llc
  Newport Beach, CA
• 09/2022 → 06/2023
  Cetera Advisors Llc
  Livonia, MI
• 11/2020 → 06/2023
  Cetera Investment Advisors
  Schaumburg, IL
• 06/2023 → 08/2024
  Triad Advisors
  Norcross, GA
• 06/2023 → Present
  Triad Hybrid Solutions
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Troy, MI

Previous Registrations

• 2020-11-12 → 2023-06-21
  Cetera Investment Advisers Llc
  Bloomfield Hills, MI
  Lansing, MI
  Grosse Pointe Farms, MI
  Livonia, MI
• 2021-12-22 → 2023-06-15
  Creative Planning Institutional Advisors, Llc
  Newport Beach, CA
  Bloomfield Hills, MI
• 2016-01-21 → 2020-11-12
  First Allied Advisory Services, Inc.
  Bloomfield Hills, MI
  Livonia, MI
  Grosse Pointe Farms, MI
  Lansing, MI

Other Businesses

1. G&P FINANCIAL LLC POSITION: Owner, financial advisor NATURE: DBA/LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/15/2023 ADDRESS: 200 E Big Beaver, Ste 102, Troy MI 48083 DESCRIPTION: meeting with clients reviewing financial plans and accounts, process paperwork, call clients, meet with prospects, compose financial plans, place trades, send emails, monitor client accounts, perform investment research and due diligence, contact and meet with wholesalers, and maintain company website. 2. FIXED INSURANCE POSITION: insurance agent NATURE: fixed insurance with various carriers INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/15/2023 ADDRESS: 200 E Big Beaver Rd, Troy MI 48083 DESCRIPTION: Conduct due diligence of insurance products, meet with/contact wholesalers to review products, run illustrations and present to clients/prospects, educate clients about various options in the fixed insurance space, meet with clients on an ongoing basis to review existing products and recommend any potential changes 3. GIACONA FINANCIAL POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/15/2023 ADDRESS: 200 E Big Beaver Rd, Troy MI 48083-1208 DESCRIPTION: It's an LLC for business purposes.

Exams

• S66 Uniform Combined State Law Examination
  2015-09-05
• S63 Uniform Securities Agent State Law Examination
  2008-12-23