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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2014-01-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwester Mutual Life Insurance Company | Milwaukee | WI | 04/2008 | Present |
| Northwestern Mutual Investment Services, Llc | Orlando | FL | 11/2008 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. COFOUNDER/PRESIDENT, KICK OFF FOR KIDS ORLANDO, 12001 RESEARCH PARKWAY, ORLANDO, , FLORIDA, 32826, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 03/28/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CO FOUNDER/ PRESIDENT 3. 100% OWNER, PEARLMAN OPERATIONS LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 11/30/2023, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. TREASURER, FAIRWAYS FOR WARRIORS, 10350 EMERSON LAKE BLVD, ORLANDO, , FLORIDA, 32832, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 04/08/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SITTING ON THE BOARD, HELPING WITH FUNDRAISING AND AWARENESS FOR THE CAUSE. non investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-05 |
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