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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-16 |
| NC | RA | APPROVED | 2020-10-12 |
Branch Locations
7930 W Kenton Cir Ste 210, Huntersville, NC 28078 • United States
4500 Cameron Valley Pkwy Ste 250, Charlotte, NC 28211 • United States
Huntersville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Begay And Associates | Houston | TX | 04/2008 | 10/2016 |
| Unemployed | Huntersville | NC | 11/2016 | 04/2017 |
| Ameriprise Financial Services, Llc | Charlotte | NC | 04/2017 | Present |
Business Ownership; Honor One / Donald Wolf Products; Facilitating awards sales and shipment of those awards to customers in the NE Region; Middle-man supplier between customers and vendors of awards, i.e. pins, pens, watches, etc...; 8509 Hope Springs Ct. Huntersville, NC 28078, ,; Not Investment-Related; 07/01/2018; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Plan Production; I write financial plans for an Ameriprise Advisor; 8509 Hope Springs Ct., , Huntersveill, NC, 20878; Not Investment-Related; 04/19/2021; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-07 |
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