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Mindy Hiu Man Cheng

J.P. Morgan Securities LLC

Temple City, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-05-15
TX RA APPROVED 2019-05-15
  • CA RA
    APPROVED
    Since 2019-05-15
  • TX RA
    APPROVED
    Since 2019-05-15

Branch Locations

8905 Las Tunas Drive, Temple City, CA 91780 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alhambra CA 02/2014 04/2019
Bank Of America, N.A. Alhambra CA 02/2014 04/2019
Jp Morgan Chase Bank, N.A. Temple City CA 05/2019 Present
Jp Morgan Securities, Llc Temple City CA 05/2019 Present
Previous Registrations
  • 2014-04-21 → 2019-04-22
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Alhambra, CA
    Alhambra, CA
    Santa Clarita, CA
    Alhambra, CA
    Alhambra, CA
    Alhambra, CA
    Alhambra, CA
    Los Angeles, CA
    San Gabriel, CA
    San Gabriel, CA
    San Gabriel, CA
    San Gabriel, CA
    South Pasadena, CA
    Alhambra, CA
    South Pasadena, CA
    South Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-17
S63 Uniform Securities Agent State Law Examination 2008-08-25
  • S66 Uniform Combined State Law Examination
    2014-04-17
  • S63 Uniform Securities Agent State Law Examination
    2008-08-25
Other Names
  • Hiu-Man Cheng
  • Hiu Man Cheng
  • Mindy Hiu-Man Cheng
  • Mindy H Cheng

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · TEMPLE CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · TEMPLE CITY, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TEMPLE CITY, CA
CITIGROUP GLOBAL MARKETS INC. · Temple City, CA
CETERA INVESTMENT ADVISERS LLC · TEMPLE CITY, CA
RF CAPITAL MANAGEMENT · ARCADIA, CA
CETERA INVESTMENT ADVISERS LLC · TEMPLE CITY, CA
U.S. BANCORP ADVISORS, LLC · Arcadia, CA

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