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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-06-14 |
Branch Locations
135 N Church Street, Suite 1, Lodi, CA 95240 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 08/2009 | Present |
| Bbva Wealth Solutions Inc. | Stockton | CA | 10/2013 | Present |
| Bbva Compass Insurance Agency Inc. | Austin | TX | 03/2007 | Present |
| Mysa Ajax | Modesto | CA | 08/2019 | Present |
| Raymond James Financial Services | Lodi | CA | 06/2021 | Present |
| Raymond James Financial Services Advisors | Lodi | CA | 06/2021 | Present |
| Modesto Youth Soccer Association | Modesto | CA | 10/2013 | 03/2025 |
| Hickingbottom Financial Services | Stockton | CA | 01/2022 | Present |
| Bbva Securities Inc. | Stockton | CA | 05/2013 | 06/2021 |
| Golden Glove Valley Sports Group | Modesto | CA | 05/2025 | Present |
(1) Name of Business: Hickingbottom Financial Services, Inc Address: 1755 W Hammer Ln Ste 8, Stockton, CA, 95209-2900, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 06/14/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: provide financial services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-30 |
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