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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-07-01
PA RA APPROVED 2015-05-27
  • TX RA
    APPROVED
    Since 2015-07-01
  • PA RA
    APPROVED
    Since 2015-05-27

Branch Locations

300 W State St, Media, PA 19063 • United States

Wayne, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Media PA 04/2015 Present
Bank Of America, N.A. Media PA 05/2015 Present
Other Businesses

I*2026416, Entity Type, Entity Charitable, Name of OBA: Waynesborough Country Club, Address: Paoli, PA, 19301, Investment Related: No, Position, Title, Association: Committee Chair, Employee Start Date: 01/01/2025, No Hours: 4hrs/Mo, No Hours during trading: 0, Duties: Chair of Junior Golf & Men's Golf Committee member.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-26
S63 Uniform Securities Agent State Law Examination 2008-10-11
  • S66 Uniform Combined State Law Examination
    2015-05-26
  • S63 Uniform Securities Agent State Law Examination
    2008-10-11

View on SEC IAPD

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