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Alex Lee

Allied Private Wealth

Boca Raton, FL

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Current Employers
Allied Private Wealth

7700 Congress Ave Suite 3208, Boca Raton, FL 33487 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-14
  • FL RA
    APPROVED
    Since 2025-11-14

Branch Locations

7700 Congress Ave Suite 3208, Boca Raton, FL 33487 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 11/2017
Oppenheimer & Co. Inc.` Boca Raton FL 11/2017 08/2018
Sky Alpha Asset Advisors Llc Boca Raton FL 08/2018 Present
  • 01/2015 → 11/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2017 → 08/2018
    Oppenheimer & Co. Inc.`
    Boca Raton, FL
  • 08/2018 → Present
    Sky Alpha Asset Advisors Llc
    Boca Raton, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-07
  • S66 Uniform Combined State Law Examination
    2014-04-07

View on SEC IAPD

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Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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