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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-10 |
| NC | RA | APPROVED | 2021-09-01 |
Branch Locations
16810 Kenton Drive Suite 100, Hunterville, NC 28078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Mooresville | NC | 07/2005 | 09/2021 |
| Wells Fargo Advisors, Llc | Mooresville | NC | 12/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mooresville | NC | 11/2016 | 09/2021 |
| Raymond James Financial Services, Inc. | Statesville | NC | 09/2021 | Present |
| Raymond James Financial Services Advisors, Inc. | Statesville | NC | 09/2021 | Present |
| Pinnacle Bank/Pinnacle Financial Partners | Huntersville | NC | 09/2021 | Present |
(1) Name of Business: Diamond Hill Baptist Church Address: 2320 E Broad St, Statesville, NC, 28625, United States Activity Type: Religious Position/Title: Officer - Treasurer, Deacon Investment Related: Yes Start Date: 01/01/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide guidance and direction for the church and its members within a plurality of leadership structure. (2) Name of Business: Kindred Capital Partners Address: 16810 Kenton Dr Ste 100, Huntersville, NC, 28078-4845, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/26/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (3) Name of Business: Pinnacle Asset Mangement Address: 16810 Kenton Drive, Huntersville, NC, 28078, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Investment Representative responsible for portfolio management (4) Name of Business: Rowan Cabarrus Community College Address: 1333 Jake Alexander Blvd S, Salisbury, NC, 28146, United States Activity Type: Professor/Teacher Position/Title: Investment Related: No Start Date: 08/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-21 |
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