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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-10
NC RA APPROVED 2021-09-01
  • TX RA
    APPROVED_RES
    Since 2024-06-10
  • NC RA
    APPROVED
    Since 2021-09-01

Branch Locations

16810 Kenton Drive Suite 100, Hunterville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Mooresville NC 07/2005 09/2021
Wells Fargo Advisors, Llc Mooresville NC 12/2011 11/2016
Wells Fargo Clearing Services, Llc Mooresville NC 11/2016 09/2021
Raymond James Financial Services, Inc. Statesville NC 09/2021 Present
Raymond James Financial Services Advisors, Inc. Statesville NC 09/2021 Present
Pinnacle Bank/Pinnacle Financial Partners Huntersville NC 09/2021 Present
  • 07/2005 → 09/2021
    Wells Fargo Bank Na
    Mooresville, NC
  • 12/2011 → 11/2016
    Wells Fargo Advisors, Llc
    Mooresville, NC
  • 11/2016 → 09/2021
    Mooresville, NC
  • 09/2021 → Present
    Raymond James Financial Services, Inc.
    Statesville, NC
  • 09/2021 → Present
    Statesville, NC
  • 09/2021 → Present
    Pinnacle Bank/Pinnacle Financial Partners
    Huntersville, NC
Previous Registrations
Other Businesses

(1) Name of Business: Diamond Hill Baptist Church Address: 2320 E Broad St, Statesville, NC, 28625, United States Activity Type: Religious Position/Title: Officer - Treasurer, Deacon Investment Related: Yes Start Date: 01/01/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide guidance and direction for the church and its members within a plurality of leadership structure. (2) Name of Business: Kindred Capital Partners Address: 16810 Kenton Dr Ste 100, Huntersville, NC, 28078-4845, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/26/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (3) Name of Business: Pinnacle Asset Mangement Address: 16810 Kenton Drive, Huntersville, NC, 28078, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Investment Representative responsible for portfolio management (4) Name of Business: Rowan Cabarrus Community College Address: 1333 Jake Alexander Blvd S, Salisbury, NC, 28146, United States Activity Type: Professor/Teacher Position/Title: Investment Related: No Start Date: 08/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-05
S63 Uniform Securities Agent State Law Examination 2008-05-21
  • S65 Uniform Investment Adviser Law Examination
    2008-06-05
  • S63 Uniform Securities Agent State Law Examination
    2008-05-21
Other Names
  • Bryn Sherrill

View on SEC IAPD

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