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19409 Plantation Rd Bldg. 2 Unit 1, Rehoboth Beach, DE 19971 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2017-07-20 |
Branch Locations
19409 Plantation Rd Bldg. 2 Unit 1, Rehoboth Beach, DE 19971 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Wilmington | DE | 11/2012 | 07/2017 |
| Various Insurance Carriers For W&R Insurance Agencies | Felton | DE | 11/2012 | 07/2017 |
| Back To Basics Learning Dynamics Inc | Wilmington | DE | 10/2015 | Present |
| Delaware State University | Dover | DE | 09/2016 | 12/2016 |
| Ms Howells & Co. | Scottsdale | AZ | 07/2017 | 07/2017 |
| Black Diamond Financial Solutions | Milford | DE | 07/2017 | Present |
1.) Milford Senior Center, Board of Directors-Treasurer, Financial Analysis of Monthly Profit and Loss Participation in decisions regarding the operation of and Budget for the Center. Do not have custody of or control over any funds, investment related: No, 111 Park Avenue;Milford, DE 19963, 2018-10-19, Hours devoted to business during trading hours: 2 2.) Lynnwood Village HOA; Investment related: No; 112 Farmhouse Trl Felton DE 19943 USA; Description: Homeowners Association; Position Title: President; Responsibilities Duties: Negotiate contracts, run Board of Directors meetings, signatory for checking and savings accounts.; Start date: 2023-01-01; Hours per month during trading hours: 0; Hours per month outside trading hours: 2
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-29 |
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