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21 N. Third St. #250, Minneapolis, MN 55401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-09-30 |
| PA | RA | APPROVED | 2024-09-30 |
Branch Locations
21 N. Third St. #250, Minneapolis, MN 55401 • United States
Yardley, PA • United States
21 N. Third Street #250, Minneapolis, MN 55401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-08-23 |
| PA | RA | APPROVED | 2024-08-23 |
Branch Locations
41 University Dr, Ste 400, Newtown, PA 18940 • United States
21 N. Third Street #250, Minneapolis, MN 55401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Piper Jaffray & Co. | Minneapolis | MN | 03/2008 | 12/2016 |
| Intelligent Alpha, Llc | Minneapolis | MN | 04/2024 | Present |
| Deepwater Asset Management | Minneapolis | MN | 01/2017 | Present |
INTELLIGENT ALPHA, LLC; investment related; 21 N. Third St., #250, Minneapolis, MN 55401; Start: 4/2024; CEO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-02 |
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