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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2015-07-28 |
| TX | RA | APPROVED | 2015-07-27 |
Branch Locations
8100 Lang Ave Ne Suite 102, Albuquerque, NM 87109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Albuquerque | NM | 09/2007 | Present |
| Mml Investors Services Inc | Albuquerque | NM | 04/2008 | Present |
(1) NAME: BRENT GORDON INV REL: Y ADD: 8100 LANG AVE STE 102 ALBUQUERQUE, NM. 87109 NATURE: LIFE, HEALTH AND FIXED ANNUITY INSURANCE SALES POSITION: SALES START DATE: 2008 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 (2)NAME: WAYPATH EMPLOYEE BENEFITS INV REL: Y ADD: 8100 LANG AVE STE 102, ALBUQUERQUE NM 87109 NATURE: LIFE GROUP, DISABILITY GROUP, HEALTH GROUP & INDIVIDUAL. POSITION: OWNER/PARTNER/SHAREHOLDER START DATE: 09/1/2021 No. HR/MO: 6. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: WAYPATH EMPLOYEE BENEFTIS (S-CORP) PURCHASED BOOK OF GROUP & INDIVIDUAL HEALTH INSURANCE, FROM A MASSMUTUAL AGENT. I OWN 50% OF SHARES. MY PERSONAL ROLE IS TO OVERSEE THE BUSINESS & MAKE SURE THINGS RUN WELL AS A "SILENT" PARTNER. (3) NAME: TAX OPTIMIZED PLAN SOLUTIONS, LLC INV REL: Y ADD: RESIDENTIAL NATURE: THIRD PARTY ADMINISTRATION POSITION: OWNER/PARTER START DATE: 11/03/2025 No. HR/MO: 6. No. HR/MO DURING SEC TRADING: 4. DESCRIBE DUTIES: PROVIDING INITIAL CAPITAL TO HELP FUND THE START-UP AND PERFORMING PERIODIC ADMINISTRATIVE OVERSIGHT SUCH AS REVIEWING FINANCIAL REPORTS, RECONCILING QUICKBOOKS AT MONTH-END, AND ASSISTING WITH PARTNERSHIP TAX FILINGS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-23 |
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