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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2015-07-28
TX RA APPROVED 2015-07-27
  • NM RA
    APPROVED
    Since 2015-07-28
  • TX RA
    APPROVED
    Since 2015-07-27

Branch Locations

8100 Lang Ave Ne Suite 102, Albuquerque, NM 87109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Albuquerque NM 09/2007 Present
Mml Investors Services Inc Albuquerque NM 04/2008 Present
  • 09/2007 → Present
    Massmutual
    Albuquerque, NM
  • 04/2008 → Present
    Mml Investors Services Inc
    Albuquerque, NM
Other Businesses

(1) NAME: BRENT GORDON INV REL: Y ADD: 8100 LANG AVE STE 102 ALBUQUERQUE, NM. 87109 NATURE: LIFE, HEALTH AND FIXED ANNUITY INSURANCE SALES POSITION: SALES START DATE: 2008 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 (2)NAME: WAYPATH EMPLOYEE BENEFITS INV REL: Y ADD: 8100 LANG AVE STE 102, ALBUQUERQUE NM 87109 NATURE: LIFE GROUP, DISABILITY GROUP, HEALTH GROUP & INDIVIDUAL. POSITION: OWNER/PARTNER/SHAREHOLDER START DATE: 09/1/2021 No. HR/MO: 6. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: WAYPATH EMPLOYEE BENEFTIS (S-CORP) PURCHASED BOOK OF GROUP & INDIVIDUAL HEALTH INSURANCE, FROM A MASSMUTUAL AGENT. I OWN 50% OF SHARES. MY PERSONAL ROLE IS TO OVERSEE THE BUSINESS & MAKE SURE THINGS RUN WELL AS A "SILENT" PARTNER. (3) NAME: TAX OPTIMIZED PLAN SOLUTIONS, LLC INV REL: Y ADD: RESIDENTIAL NATURE: THIRD PARTY ADMINISTRATION POSITION: OWNER/PARTER START DATE: 11/03/2025 No. HR/MO: 6. No. HR/MO DURING SEC TRADING: 4. DESCRIBE DUTIES: PROVIDING INITIAL CAPITAL TO HELP FUND THE START-UP AND PERFORMING PERIODIC ADMINISTRATIVE OVERSIGHT SUCH AS REVIEWING FINANCIAL REPORTS, RECONCILING QUICKBOOKS AT MONTH-END, AND ASSISTING WITH PARTNERSHIP TAX FILINGS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-24
S63 Uniform Securities Agent State Law Examination 2008-07-23
  • S65 Uniform Investment Adviser Law Examination
    2015-06-24
  • S63 Uniform Securities Agent State Law Examination
    2008-07-23
Designations

View on SEC IAPD

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