Qingyi Mark Liang

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → Present
  East West Bank
  Plano, TX
• 10/2015 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 10/2015 → Present
  Cetera Investment Advisers Llc
  Plano, TX

Previous Registrations

• 2013-12-18 → 2015-10-07
  Wells Fargo Clearing Services, Llc
  Addison, TX
  Plano, TX
  Farmers Branch, TX
  Plano, TX
  Addison, TX
  Fort Worth, TX
  Dallas, TX
  Dallas, TX
  Farmers Branch, TX
  Garland, TX
• 2012-10-01 → 2013-12-16
  J.P. Morgan Securities Llc
  Garland, TX
  Richardson, TX
• 2011-07-06 → 2012-10-01
  Chase Investment Services Corp.
  Richardson, TX
  Dallas, TX
  Dallas, TX
  Garland, TX

Exams

• S66 Uniform Combined State Law Examination
  2011-07-05

Other Names

• Mark Liang
• Qingyi Liang
• Qingyi Mark Liang