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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-10-12
  • TX RA
    APPROVED
    Since 2015-10-12

Branch Locations

3911 W Park Blvd Ste 601, Plano, TX 75075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
East West Bank Plano TX 10/2015 Present
Cetera Investment Services Llc St Cloud MN 10/2015 Present
Cetera Investment Advisers Llc Plano TX 10/2015 Present
  • 10/2015 → Present
    East West Bank
    Plano, TX
  • 10/2015 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 10/2015 → Present
    Plano, TX
Previous Registrations
  • 2013-12-18 → 2015-10-07
    Addison, TX
    Plano, TX
    Farmers Branch, TX
    Plano, TX
    Addison, TX
    Fort Worth, TX
    Dallas, TX
    Dallas, TX
    Farmers Branch, TX
    Garland, TX
  • 2012-10-01 → 2013-12-16
    Garland, TX
    Richardson, TX
  • 2011-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Richardson, TX
    Dallas, TX
    Dallas, TX
    Garland, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-05
  • S66 Uniform Combined State Law Examination
    2011-07-05
Other Names
  • Mark Liang
  • Qingyi Liang
  • Qingyi Mark Liang

View on SEC IAPD

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