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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-10-25 |
| TX | RA | APPROVED | 2023-10-17 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
308 W Pennsylvania Ave, Towson, MD 21204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Ins Co | Horsham | PA | 04/2008 | 10/2023 |
| Hornor Townsend And Kent, Inc | Horsham | PA | 01/2014 | 10/2023 |
| Kestra Investment Services, Llc | Towson | MD | 10/2023 | Present |
| Kestra Advisory Services, Llc | Towson | MD | 10/2023 | Present |
Name: JHT VENTURES, LLC POSITION: owner NATURE: investors in a carwash franchise INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: 200 Churchwardens Rd, Baltimore MD 21212 DESCRIPTION: none, just provide capital Name: KESTRA ADVISORY SERVICES POSITION: Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/18/2023 ADDRESS: 5707 South West Parkway, Building 2 Suite 400, Austin TX 78735 DESCRIPTION: NA Name: CAPITAL FINANCIAL PARTNERS, LLC POSITION: owner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2015 ADDRESS: 1122 Kenilworth Drive, Suite 118, Towson MD 21204 DESCRIPTION: i am an advisor. we use this DBA as a marketing tool and continuity for clients Name: MERIDIAN TAX ADVISORY, LLC POSITION: Member of the LLC NATURE: Tax/Accounting/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/26/2026 ADDRESS: 308 W Pennsylvania Ave, Towson MD 21204, United States DESCRIPTION: Marketing
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2020-07-24 |
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