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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-10-25
TX RA APPROVED 2023-10-17
  • MD RA
    APPROVED
    Since 2023-10-25
  • TX RA
    APPROVED
    Since 2023-10-17

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

308 W Pennsylvania Ave, Towson, MD 21204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Ins Co Horsham PA 04/2008 10/2023
Hornor Townsend And Kent, Inc Horsham PA 01/2014 10/2023
Kestra Investment Services, Llc Towson MD 10/2023 Present
Kestra Advisory Services, Llc Towson MD 10/2023 Present
  • 04/2008 → 10/2023
    Penn Mutual Life Ins Co
    Horsham, PA
  • 01/2014 → 10/2023
    Hornor Townsend And Kent, Inc
    Horsham, PA
  • 10/2023 → Present
    Kestra Investment Services, Llc
    Towson, MD
  • 10/2023 → Present
    Towson, MD
Previous Registrations
Other Businesses

Name: JHT VENTURES, LLC POSITION: owner NATURE: investors in a carwash franchise INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: 200 Churchwardens Rd, Baltimore MD 21212 DESCRIPTION: none, just provide capital Name: KESTRA ADVISORY SERVICES POSITION: Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/18/2023 ADDRESS: 5707 South West Parkway, Building 2 Suite 400, Austin TX 78735 DESCRIPTION: NA Name: CAPITAL FINANCIAL PARTNERS, LLC POSITION: owner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2015 ADDRESS: 1122 Kenilworth Drive, Suite 118, Towson MD 21204 DESCRIPTION: i am an advisor. we use this DBA as a marketing tool and continuity for clients Name: MERIDIAN TAX ADVISORY, LLC POSITION: Member of the LLC NATURE: Tax/Accounting/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/26/2026 ADDRESS: 308 W Pennsylvania Ave, Towson MD 21204, United States DESCRIPTION: Marketing

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-01
S63 Uniform Securities Agent State Law Examination 2020-07-24
  • S65 Uniform Investment Adviser Law Examination
    2020-12-01
  • S63 Uniform Securities Agent State Law Examination
    2020-07-24
Other Names
  • Todd H Evans

View on SEC IAPD

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