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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-05-03 |
| TX | RA | APPROVED | 2024-05-02 |
Branch Locations
2111 E Highland Ave Ste B420, Phoenix, AZ 85016 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Phoenix | AZ | 10/2009 | 05/2024 |
| Bank Of America, N.A. | Phoenix | AZ | 06/2011 | 05/2024 |
| Lpl Financial Llc | Phoenix | AZ | 05/2024 | Present |
1) 04/2024 - Maher Wealth Managment / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 2) 07/26/2024 - La Mans Wealth Management LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 05/02/2024- 160 Hours Per Month/ 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-14 |
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