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Employer firm

Ausdal Financial Partners, Inc. CRD 7995

$3.73B regulatory AUM 665 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ADVICE ON UMA PLATFORMS

From the firm’s Form ADV. Read the guides:

Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-28
IL RA APPROVED 2018-04-24
  • TX RA
    APPROVED_RES
    Since 2020-08-28
  • IL RA
    APPROVED
    Since 2018-04-24

Branch Locations

2515 E. Washington Street, Suite A, East Peoria, IL 61611 • United States

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carvey Painting East Peoria IL 04/2013 12/2016
Hurckes/ Mccord East Peoria IL 01/2017 04/2019
Ausdal Financial Partners, Inc Davenport IA 05/2017 Present
Clarity Group Midwest, Llc East Peoria IL 04/2019 Present
  • 04/2013 → 12/2016
    Carvey Painting
    East Peoria, IL
  • 01/2017 → 04/2019
    Hurckes/ Mccord
    East Peoria, IL
  • 05/2017 → Present
    Davenport, IA
  • 04/2019 → Present
    Clarity Group Midwest, Llc
    East Peoria, IL
Other Businesses

CLARITY GROUP MIDWEST, LLC; INVESTMENT RELATED; EAST PEORIA, IL; INVESTMENT AND FINANCIAL PLANNING; REGISTERED REPRESENTATIVE AND IAR; EMPLOYEE; ACTIVITY BEGAN IN 01/2017; I DEVOTE APPX 185 HOURS PER MONTH TO THIS ACTIVITY ALL DURING TRADING HOURS; REGISTERED REP DUTIES, INVESTMENT ADVISORY DUTIES, AND OFFICE FUNCTIONS. INSURANCE SALES; INVESTMENT RELATED; PEORIA, IL; INSURANCE SALES; AGENT; ACTIVITY BEGAN 11/2017; I DEVOTE APPX 1 HOUR PER MONTH TO THIS ACTIVITY ALL DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-21
  • S66 Uniform Combined State Law Examination
    2017-09-21

View on SEC IAPD

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