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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-22 |
| WA | RA | APPROVED | 2022-09-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Seattle | WA | 10/2012 | 09/2022 |
| Comet Lodge Collectibles | Seattle | WA | 09/2014 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 09/2022 | Present |
| Bank Of America, N.A. | Seattle | WA | 12/2022 | Present |
Entity Name: Colin Igawa - Sole Proprietor Investment related: No "Address: 3145 Cooper Creek Drive Henderson NV 89074" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: 2nd home, potential rental ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: COMET LODGE COLLECTIBLES (FORMERLY SAD HILL SOLES) POSITION: OWNER START DATE: 9/1/2014 ADDRESS: 5923 SEATTLE WA DETAILS: SELLING RARE CLOTHES, SHOES, AND COLLECTIBLES FROM PERSONAL COLLECTION AT MARKET VALUE. HOURS DEDICATED (per month unless otherwise indicated): 2-5 HOURS DURING TRADING: NONE INVESTMENT RELATED: NO ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 3/23/2017 ADDRESS: 94-797 WAIPAHU, HI. DETAILS: Rental Property HOURS DEDICATED (per month unless otherwise indicated): 3 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 3/23/2017 ADDRESS: 84-965 B Waianae, Hawaii DETAILS: Owner. Delegate property managers to find renters and to perform regular property maintenance HOURS DEDICATED (per month unless otherwise indicated): 3 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 3/23/2017 ADDRESS: 1255 HONOLULU, HAWAII DETAILS: Rental property HOURS DEDICATED (per month unless otherwise indicated): 3 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/8/2014 ADDRESS: 2414 SEATTLE, WA. DETAILS: Rental property HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES I*1012289, Name of OBA: Rental Property 1 Address: Waipahu, HI Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 9/28/2022 No Hours: 12 Yearly No Hours during trading: 0 Duties: I*1012290, Name of OBA: Rental Property 2 Address: Seattle, WA Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 9/28/2022 No Hours: 12 Yearly No Hours during trading: 0 Duties I*1013314, Name of OBA: Rental Property 3 Address: Honolulu, HI Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 9/28/2022 No Hours: 12 Yearly No Hours during trading: 0 Duties: I*1013315, Name of OBA: Rental Property 4 Address: Waianae, HI Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 9/28/2022 No Hours: 12 Yearly No Hours during trading: 0 Duties: I*1013316, Name of OBA: Rental Property 5 Address: Henderson, NV Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 9/28/2022 No Hours: 12 Yearly No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-07 |
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