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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-11 |
| NC | RA | APPROVED | 2021-07-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T | Boone | NC | 08/2016 | 01/2019 |
| Bbtis | Charlotte | NC | 08/2016 | 07/2021 |
| Bb&T Securities, Llc | Richmond | VA | 01/2018 | 07/2021 |
| Bb&T | Boone | NC | 01/2019 | 07/2021 |
| Truist Investment Services, Inc. | Boone | NC | 02/2021 | 07/2021 |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | 07/2021 |
| Raymond James Financial Services, Inc. | Banner Elk | NC | 07/2021 | Present |
| Raymond James Financial Services Advisor | Banner Elk | NC | 07/2021 | Present |
| S&J Wealth Mgmt, Llc. | Banner Elk | NC | 07/2020 | Present |
| Signature Wealth Group | Banner Elk | NC | 07/2021 | Present |
1)Name of Business : S&J Wealth MGMT, LLC. Address: Banner Elk, NC Nature of the Business: Signature Wealth Strategies Position/Title: Advisor Investment Related: No Start Date: 07/2020 Hours per month devoted to this business: 160 Hours per month devoted to this business during trading hours: 160 Description of duties: Manage client assets complete financial planning, monitor client investment portfolios to meet objectives. 2)Name of Business : Agriculture/Farming Address: Galax, VA Nature of the Business: Farming Position/Title: Owner Investment Related: No Start Date: 7/2021 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: occasional trimming, land upkeep, selling at farmers market. 3)Name of Business: Signature Wealth Group Address: Banner Elk, NC Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/16/2021 Hours per month devoted to this business: 0 -1 Hours per month devoted to this business during trading hours: 0 -1 Description of duties: I am a financial advisor in the Boone NC Office
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-11 |
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