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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-11
NC RA APPROVED 2021-07-16
  • TX RA
    APPROVED
    Since 2024-10-11
  • NC RA
    APPROVED
    Since 2021-07-16

Branch Locations

1900 Tynecastle Hwy, Banner Elk, NC 28604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Boone NC 08/2016 01/2019
Bbtis Charlotte NC 08/2016 07/2021
Bb&T Securities, Llc Richmond VA 01/2018 07/2021
Bb&T Boone NC 01/2019 07/2021
Truist Investment Services, Inc. Boone NC 02/2021 07/2021
Truist Advisory Services, Inc. Atlanta GA 02/2021 07/2021
Raymond James Financial Services, Inc. Banner Elk NC 07/2021 Present
Raymond James Financial Services Advisor Banner Elk NC 07/2021 Present
S&J Wealth Mgmt, Llc. Banner Elk NC 07/2020 Present
Signature Wealth Group Banner Elk NC 07/2021 Present
  • 08/2016 → 01/2019
    Bb&T
    Boone, NC
  • 08/2016 → 07/2021
    Bbtis
    Charlotte, NC
  • 01/2018 → 07/2021
    Bb&T Securities, Llc
    Richmond, VA
  • 01/2019 → 07/2021
    Bb&T
    Boone, NC
  • 02/2021 → 07/2021
    Truist Investment Services, Inc.
    Boone, NC
  • 02/2021 → 07/2021
    Atlanta, GA
  • 07/2021 → Present
    Raymond James Financial Services, Inc.
    Banner Elk, NC
  • 07/2021 → Present
    Raymond James Financial Services Advisor
    Banner Elk, NC
  • 07/2020 → Present
    S&J Wealth Mgmt, Llc.
    Banner Elk, NC
  • 07/2021 → Present
    Signature Wealth Group
    Banner Elk, NC
Previous Registrations
  • 2021-02-17 → 2021-07-19
    Atlanta, GA
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Boone, NC
    Richmond, VA
  • 2017-01-12 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Boone, NC
Other Businesses

1)Name of Business : S&J Wealth MGMT, LLC. Address: Banner Elk, NC Nature of the Business: Signature Wealth Strategies Position/Title: Advisor Investment Related: No Start Date: 07/2020 Hours per month devoted to this business: 160 Hours per month devoted to this business during trading hours: 160 Description of duties: Manage client assets complete financial planning, monitor client investment portfolios to meet objectives. 2)Name of Business : Agriculture/Farming Address: Galax, VA Nature of the Business: Farming Position/Title: Owner Investment Related: No Start Date: 7/2021 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: occasional trimming, land upkeep, selling at farmers market. 3)Name of Business: Signature Wealth Group Address: Banner Elk, NC Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/16/2021 Hours per month devoted to this business: 0 -1 Hours per month devoted to this business during trading hours: 0 -1 Description of duties: I am a financial advisor in the Boone NC Office

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-11
  • S66 Uniform Combined State Law Examination
    2017-01-11
Designations
Other Names
  • John Barrier

View on SEC IAPD

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