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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-08-12
  • NC RA
    APPROVED
    Since 2022-08-12

Branch Locations

275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States

397 Shawneehaw Avenue Unit C, Banner Elk, NC 28604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 01/2016 08/2022
Commonwealth Financial Network Waltham MA 08/2022 Present
Elk Pointe Capital Banner Elk NC 08/2022 Present
Previous Registrations
  • 2016-05-16 → 2022-08-15
    Linville, NC
    St Louis, MO
    Linville, NC
    Sugar Mountain, NC
Other Businesses

1.Fixed insurance sales; as of 8/12/2022; 10% time spent during business hours; Conducted at branch location; Investment related 2. Co-owner, JCB Land Holdings, LLC, an entity created for the purpose of buying & managing real estate in Newland, NC, as of 4/27/2020; 0% time spent during business hours; Not conducted at branch; Investment related. 3. Owner, Elk Pointe Capital, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 8/05/2022; 100% time spent during business hours; Conducted at branch; Investment related. 4. Parking Lot Attendant, Elevate Land Group, LLC, real estate company; Located in Banner Elk, NC, as of 8/26/2023; 0% of time spent during business hours; Not conducted at branch location; Not investment related. 5. Sales Representative, JADE Partners, LLC; real estate company; Located in Banner Elk, NC, as of 8/26/2023; 0% of time spent during business hours; Not conducted at branch location; Not investment related. 6. Board Member, Avery County Planning Board; Located in Newland, NC 28657, as of 07/25/2025; 0% of time spent during business hours; Not conducted at branch location; Not investment related. 7. Co-Owner, PVBS Holdings, LLC; an entity created for the purpose of buying and managing commercial real estate in Banner Elk, NC, as of 04/08/2026; 0% time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-21
  • S66 Uniform Combined State Law Examination
    2016-03-21

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