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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-08-12 |
Branch Locations
275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States
397 Shawneehaw Avenue Unit C, Banner Elk, NC 28604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 01/2016 | 08/2022 |
| Commonwealth Financial Network | Waltham | MA | 08/2022 | Present |
| Elk Pointe Capital | Banner Elk | NC | 08/2022 | Present |
1.Fixed insurance sales; as of 8/12/2022; 10% time spent during business hours; Conducted at branch location; Investment related 2. Co-owner, JCB Land Holdings, LLC, an entity created for the purpose of buying & managing real estate in Newland, NC, as of 4/27/2020; 0% time spent during business hours; Not conducted at branch; Investment related. 3. Owner, Elk Pointe Capital, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 8/05/2022; 100% time spent during business hours; Conducted at branch; Investment related. 4. Parking Lot Attendant, Elevate Land Group, LLC, real estate company; Located in Banner Elk, NC, as of 8/26/2023; 0% of time spent during business hours; Not conducted at branch location; Not investment related. 5. Sales Representative, JADE Partners, LLC; real estate company; Located in Banner Elk, NC, as of 8/26/2023; 0% of time spent during business hours; Not conducted at branch location; Not investment related. 6. Board Member, Avery County Planning Board; Located in Newland, NC 28657, as of 07/25/2025; 0% of time spent during business hours; Not conducted at branch location; Not investment related. 7. Co-Owner, PVBS Holdings, LLC; an entity created for the purpose of buying and managing commercial real estate in Banner Elk, NC, as of 04/08/2026; 0% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-21 |
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