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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-12-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Synovus Securities, Inc. | Birmingham | AL | 09/2015 | 04/2019 |
| Clark Financial Advisors | Birmingham | AL | 04/2019 | 08/2019 |
| Synovus Securities, Inc. | Birmingham | AL | 08/2019 | 12/2023 |
| Lpl Financial Llc | Birmingham | AL | 12/2023 | Present |
1- 12/2023 / Fi Plan Partners / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / 160 HRS MNTH / 8 HRS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-12 |
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