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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2019-10-18 |
Branch Locations
360 8Th Avenue Suite 211, Bowling Green - Park Plaza, KY 42101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Santa Monica | CA | 10/2008 | Present |
| Argi Investment Services, Llc | Louisville | KY | 01/2010 | Present |
| J.J.B. Hilliard, W.L. Lyons, Llc | Bowling Green | KY | 12/2014 | 09/2018 |
| Jjb Hilliard Wl Lyons Llc | Louisville | KY | 09/2018 | Present |
| Robert W. Baird & Co. Incorporated | Bowling Green | KY | 10/2019 | Present |
Name/Address: Author; Finding Your Financial Advisor Start Date: 1/1/21 Hours Spent: 10+ hours/month Hours Spent During Trading: 10+ hours/month Role/Responsibility: Author; Contributor Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-17 |
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