Dennis James Casey

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 08/2019
  Suntrust Investment Services, Inc.
  Daytona Beach, FL
• 08/2019 → Present
  Raymond James Financial Services, Inc
  Ormond Beach, FL
• 09/2019 → Present
  Raymond James Financial Services Advisors Inc.
  Ormond Beach, FL
• 08/2019 → Present
  Casey Wealth Advisors
  Ormond Beach, FL

Previous Registrations

• 2016-08-22 → 2019-08-28
  Truist Advisory Services, Inc.
  Ormond Beach, FL
  Daytona Beach, FL
  Holly Hill, FL
  Daytona Beach, FL
• 2015-05-14 → 2016-12-31
  Truist Investment Services, Inc.
  Daytona Beach, FL
  Daytona Beach, FL
  Ormond Beach, FL
  Holly Hill, FL
• 2010-04-06 → 2015-05-12
  Raymond James & Associates, Inc.
  West Palm Beach, FL
• 2008-05-30 → 2010-04-08
  Ubs Financial Services Inc.
  Palm Beach Gardens, FL

Other Businesses

(1)Name of Business: Casey Wealth Advisors Address: 1414 W Granada Blvd Ste 4, Ormond Beach, FL, 32174, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/23/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Licensed Financial Advisor and IAR.

Exams

• S66 Uniform Combined State Law Examination
  2008-05-24

Other Names

• Dennis James Casey
• Dennis James Casey