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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-15
  • TX RA
    APPROVED
    Since 2022-07-15

Branch Locations

8911 N. Capital Of Texas Highway Bldg 4, Suite4350, Austin, TX 78759 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc San Antonio TX 09/2011 06/2019
Usaa Financial Planning Services San Antonio TX 04/2013 06/2019
Usaa Investment Management Company San Antonio TX 01/2018 06/2019
Victory Capital Services, Inc. Brooklyn OH 07/2019 06/2022
Equitable Advisors, Llc New York NY 07/2022 Present
Equitable San Antonio TX 07/2022 Present
  • 09/2011 → 06/2019
    Usaa Financial Advisors, Inc
    San Antonio, TX
  • 04/2013 → 06/2019
    Usaa Financial Planning Services
    San Antonio, TX
  • 01/2018 → 06/2019
    Usaa Investment Management Company
    San Antonio, TX
  • 07/2019 → 06/2022
    Victory Capital Services, Inc.
    Brooklyn, OH
  • 07/2022 → Present
    New York, NY
  • 07/2022 → Present
    Equitable
    San Antonio, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-31
S63 Uniform Securities Agent State Law Examination 2008-11-14
  • S65 Uniform Investment Adviser Law Examination
    2014-03-31
  • S63 Uniform Securities Agent State Law Examination
    2008-11-14

View on SEC IAPD

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