Kelley Jean Fant

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2010-06-14

MD RA
APPROVED

Since 2010-06-14

Branch Locations

10500 Little Patuxent Parkway Suite 350, Columbia, MD 21044-3520 • United States

Ellicott City, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Columbia	MD	03/2009	Present

03/2009 → Present

Rbc Capital Markets Corporation

Columbia, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-06-11

S66 Uniform Combined State Law Examination

2010-06-11

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

WHITE OAK WEALTH MANAGEMENT

MML INVESTORS SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

KEVIN MICHAEL LINK

CHRISTOPHER ANTHONY SCHIPSKE

CHRISTOPHER ANTHONY SADOWSKI

YA MENG

EMELIA ADUTWUMWAA SARBENG

ZHIYUAN ZHANG

Yan Zhang

NIANKE MA

Other Offices

CETERA INVESTMENT ADVISERS LLC · COLUMBIA, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia , MD

TRANSAMERICA FINANCIAL ADVISORS, LLC · COLUMBIA, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia, MD

WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD

MML INVESTORS SERVICES, LLC · Columbia, MD

WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD

WELLS FARGO CLEARING SERVICES, LLC · COLUMBIA, MD

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